Shelley Davis, Compliance, Business Controls & Risk Management

I am a Compliance Professional. I am comfortable working with all levels within the corporate structure, and believe that integrity and a strong work ethic is a trait cannot be learned, but must culti

Get to know Shelley Davis

 I am a Department of Corporations approved Escrow Compliance Manager.  I have worked at Landsafe National Default, a subsidiary of Bank of America, Legacy Asset Servicing in Pasadena for the past two years, where I have direct experience in monitoring, investigating, reporting, and rectifying compliance deficiencies within the Closing Operations Department in the Legacy Asset Servicing Line of Business. In this position, I have collaborated with all levels of management across the organization to achieve various compliance objectives. I possess the flexibility to adapt to changing priorities, as well as the ability to prioritize competing demands and multi-task for the achievement of our ever changing business objectives. My in-depth knowledge of the regulatory demands of the AML, BSA, CFPB, CRA, DOC, FDCPA, NPI and SDN as they apply to the finance industry, has been critical in my role as the Loss Mitigation Analyst, the Subject Matter Expert for REO Escrow Closing Operations, as well the Risk and Compliance Auditor and impact analyst for the proposed Dodd Frank-CFPB changes. In addition to my role as the Global Business Recovery Coordinator for the line of business, I have taken an active role in assessing, writing and implementing policies and procedures both in my present position, as well as throughout my career. I handle all escrow claims and work closely with the legal department and title underwriter.

 

 

 

 

 

 

 

 

 

Certifications

 

 ·         Dodd-Frank Program Teamregulatory demands of the DOC, CFPB, FDCPA, as they apply to the finance industry

 

·         Regulatory Compliance of the DOC, CFPB, FDCPA, as they apply to the finance industry

 

·         GBRC – Business Continuity

 

·         Loss Mitigation & Analysis for Claims and Legal Referrals as to recommendations regarding Reputational, Financial, Operational and Regulatory Risk to the Enterprise

 

·         Review and research compliance with Privacy Laws and OFAC

 

·         Creation and implementation of Policy and Procedure Guidelines

 

·         Review and Analysis of Policies and Procedures as to Regulatory Compliance and Best Practices

 

·         Design and maintained efficient policies for compliance activities

 

·         Perform internal auditing schedule and supervised process

 

·         Design and ensure compliance to compliance programs

 

·         Monitor and resolve all compliance issues

 

·         Coordinate and Review Internal Audits for compliance with policies and procedures

 

·         Analyze collected data and provide reports to senior management

 

·         Determine efficient training program for employees as policies and procedures are updated and amended

 

·         Handle all escrow claims and work closely with legal and title underwriter

 

·         Responsible for getting and ordering information for closings of tax certificates, dues, payoffs, surveys and many other documents

 

·         SME - Subject Matter Expert for California REO Assisted escrow officers and assistants with technical guidance in escrow procedure and best practices

 

·         Knowledge of current RESPA and HUD guidelines

 

·         5 years of experience as a  D.O.C. Compliance Manager

 

·         Detail and results oriented with the ability to prioritize and manage multiple projects

 

·         Ability to take direction, manage others, work independently & thrive in a fast paced work environment

 

Strengths in organization, communication, and follow-through to successful completion

 

 

 

Service Areas (1)
  • Irvine, CA
  • Irvine, CA
Languages (1)
  • English